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Rwanda
The social construction of hate
Modern instruments at the service of genocide
by Abram de Swaan
The sociologist Abram de Swaan in this important
essay, demonstrates how the Rwanda tragedy doesn't have an effective base
in the social and ethnic differences.
This tragedy, on the contrary, seems to be based on a unscrupolous usage
of the propaganda and on the subsequent manipulation of the cognitive
dimention of a wide portion of the population.
At the base of this operation seemes to be a coalition of agents, in a
certain way referable to the middle class, determined to create their
social antagonists by building up an artificial opposition between "Hutu"
and "Tutsi".
The entire operation, in a broad sense, because of its evident and absolute
lack of base in the reality, has some terrible analogies with the European
Shoa.
Why do people so often display such intense feelings
for other people, faraway strangers whom they have never met and most
likely never will encounter? These strong affections
at a distance may well be a quite
recent phenomenon, the emotional complement
in individual experience of major social transformations. 1
Identifications and disidentifications
In a 'companion piece' to this article I argued that
identification is a cognitive
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and emotional process in which people increasingly
come to experience others as similar to themselves (de Swaan, 1995). The
earliest biogenetic and sociogenetic context of identification was based
on kinship in survival bands2.
Only with the spread of sedentary agriculture did a second sociogenetic
matrix of identification emerge in the context of the peasant village:
proximity. These two, 'blood' and soil', for millennia remained the main
strands of identification, and to this day they provide the mobilizing
metaphors for invoking sentiments of likeness on a much vaster scale:
'children of one father', 'brothers in arms,' the 'fatherland' or the
'mothertongue', and 'love thy neighbor as thyself'.
Intensely felt identifications beyond the pale of family and village remained
quite rare until well in the modern era of nation-building, the emergence
of class consciousness and race ideologies.
There may have been early exceptions, such as the solidarity that linked
quite distant members of dynastic and aristocratic networks, or among
dispersed monastic orders or in the ranks of large armies. All along the
believers were exhorted to identify with their distant brothers and sisters
in the faith, just as the inhabitants of the realm were reminded of their
duty to be loyal to their ruler and his many, widely spread subjects.
All these long distance identifications were couched in the metaphors
of kinship an proximity, but for the vast majority of the common people
they carried only incidental and limited emotional meaning.
Identification is the emotional complement
of group formation. It entails the
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Boyan, Douglas
" The Temple of Justice, Home of the Supreme Court, in Monrovia"
University of Wisconsin- Madison Libraries.Africa Focus 2000
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affective realization that others are similar to oneself,
and belong to one's own group, and that still other people are different,
do not belong, and must therefore be excluded. Negative tendencies, i.e.
sexual, aggressive or self-serving inclinations that are denied in oneself
and one's peers are ascribed to these outsiders. This combination of denial
and ascription is called 'projection'
in psychoanalytic theory. In a more elaborate version, it is assumed that
the projected characteristics are then vicariously experienced by those
who previously had projected them unto the others, in a process called
'projective identification.'
The present term 'disidentification' refers to this process of denial,
projection and, as the case may be, vicarious experience3.
In this paper, I concentrate on the
latter process, the process of
social exclusion and of emotional disidentification with its accompanying
affect: hatred4. The
discussion will focus on the developments leading up to the genocide of
1994 in Rwanda. In a concluding section the social-psychological account
will be placed in its political context of state disintegration and external
military threats.
Identification and disidentification are not each other's opposites, rather
they occupy two sides of an emotional triangle, with at its base ignorance
and indifference. The vast majority of human beings are completely unknown
to one another. Throughout history, most people were unaware of the very
existence of the greater part of their fellow human beings, and only in
the past few centuries this has begun to change at an accelerating pace.
But even if a vague awareness of the presence of other people in distant
lands prevails, indifference reigns, sometimes coupled with diffuse
fantasies not very strongly held.
Thus, for people to even begin to have any feelings at all about distant
strangers they must first find out about their existence, and, if next
they are to hate them, they must first be told about their hateful characteristics.
All this would be a rather vacuous and sterile exercise if there were
no actual interdependencies between the one group and the other.
The abject habits of the Ludimango, the ways in which the men exploit
the women, their cannibalism, the roasting alive of deer and fowl, the
teasing to death of eels, cats and bulls, the torturing of adolescent
boys, the excision of young girls, the burning of widows, none of it will
much excite other groups as long as they have no business with the Ludimango.
It is the transformation of social
relations that brings with it the transformation of sentiment, in a double
movement of identification and disidentification that supersedes prior
unawareness and indifference. The increase in
scope of these emotional concerns corresponds with the increase in scale
of social relations, that is relations of conquest, conversion, trade,
and rule but above all, with the extension of conflict.
Conflict is
an ambivalent game. It entails similarity of strivings and difference
of interest. When European merchant slavers and their African raiding
accomplices hunted down, deported, sold and exploited tens of millions
of Africans, they did so precisely because they needed them not as raw
material, or as fodder, but as workers, as human laborers, as sentient,
competent human beings who would understand orders, anticipate reward
and punishment, master the demanding crafts of plantation agriculture
and the subtle skills of domestic service. In other words, the slave traders
and the owners at once had to identify with their victims as similarly
equipped human beings, and to disidentify from them as beings with similar
sentiments, of moral value, with a human soul.
Slavery was a concomitant of the rise of the modern world system, i.e.
the emergence of the great Atlantic trading triangle between Europe, Africa
and the Americas. To transform Africans
into slaves required massive social and emotional
work. They had to be recognized as human beings and to be excluded as
'cattle', as 'apes' (still the breed closest to man), as quasi-animals,
as sub-human beings. At the very best they were considered 'childlike',
that is 'not yet' completely human, but undeniably on their way to full
humanity under the tutelage of stern but benevolent guardians. The theme
of slavery is raised here in passing only, to demonstrate the two double
movements that constitute the dynamics
of the widening scale of emotional concerns:
the increase in scale of social figurations, that is the emergence of
the triangular Atlantic trade, that goes with the emergence of sentiments
of widening scope; and, the twofold socio-emotional process of identification
and disidentification that transcends unawareness and indifference. Plantation
slavery was in a sense 'the original sin of modernity': one great training
ground for mass deportation, massive exploitation and extreme deprivation,
increasingly legitimated with racist theories. It provided the first instance
of the socio-emotional work of identification and disidentification on
a transcontinental scale.
The extending scope of political authority
The empirical referent of this study is the preparation
for genocide in the
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Schmidt, Elizabeth
"Newspaper seller in Downtown Johannesburg" University of
Wisconsin- Madison Libraries.Africa Focus 2000 |
Rwanda of the early nineties. Initially, Western opinion
perceived the mass killings in Rwanda as a spontaneous and catastrophic
outburst of long simmering 'tribal hatred.'
There is now ample documentary evidence that the mass extermination of Rwandan
citizens was the culmination of a carefully prepared, well-organized, bureaucratic
campaign, using modern means of mass communication, propaganda, civil administration
and military
logistics. The categorization of Rwandan (and
Burundi) inhabitants into 'Tutsi' and 'Hutu' underwent a series of changes
in the course of the past century, and entailed a multiplicity of overlapping
meanings that are almost impossible to disentangle, variable over time and
from one community to another. The encompassing social context was one of
political and economic transformations towards a larger scale of interdependence.
The last point is discussed first. It is true that long before the European
conquest by German invaders of the lands that are now Rwanda and Burundi,
quite stable and intricate political
systems prevailed in the region of the Great Lakes.
Thus there existed 'Kingdoms' that exerted some kind of authority over large
parts of the region (Sagan, 1985: 3-58; Lemarchand, 1996; Newbury, 1988;
Prunier, 1995). However, these so-called central Kingdoms did not exert
much impact on daily life in the villages and held little sway in the minds
of their subjects. B?ck (1981: 30) concludes:
'Rwanda was represented by most earlier authors
as a "sacred kingdom" or as an "absolute monarchy".
In the light of more recent empirical research it appears that the role
of the umwaami and
the court directly associated with him may have been more limited even
during the nineteenth and twentieth century when the monarchy succeeded
in increasing its influence considerably...'
And Trouwborst (1991:
99) writes: 'For all these reasons it is difficult to maintain without
qualifications that the political economy of the intralacustrine states
had a centralized character and could be considered as a centrally administered
whole.' The author continues: 'My conclusion therefore is that as regards
expenditures also, redistribution had a very decentralized character.
It was true that the king stood at the center of the state, but this was
true basically only in a symbolic sense.' (idem:
102). Trouwborst (1991: 105) concludes, with some qualifications: 'A political
economy in the sense of a public administration of the interests of the
state and its subjects scarcely existed.'
Clearly, in the past century and a half, the region of the Great Lakes
went through a major social transformation,
much accelerated during the colonial and postcolonial era, from essentially
segmented and decentralized polities and economies to the much more centralized
states and markets of contemporary Uganda, Rwanda and Burundi. But this
process, far from being exceptional on the African continent, was the
normal process of state formation
and economic development there (Cf. Bayart,
1989). Thus, on its own, the increase of scale in the social organization
of Rwanda can not serve to explain the extraordinary (although not unique)
events that occurred there. It constitutes one, necessary, condition for
these developments.
The social transformation, as the
present argument goes, forms the context for a transformation of emotional
concerns. 6
The next step requires a discussion of the evolving meanings of the major
opposition that set the Rwandese against each other: the conflict between
the 'Tutsi' and the 'Hutu'. Here, only a rather schematic review can
be presented of what remains a baffling complexity of evolving and cross-cutting
social relations (Cf., however, Newbury, 1988
and Malkki, 1995).
The outsiders' view - the vicissitudes of
scholarly opinion
Contemporary scholars are unanimous in rejecting earlier
interpretations of the conceptual pair 'Tutsi'/'Hutu' as referring to
fixed racial categories. But paradoxically, this is what the terms have
come to imply in contemporary political discourse, influenced as it was
by earlier scholarly writings. This may well be one of the most ironic
and tragic examples of a situation being realized as a consequence of
the definitions and expectations of those that are part of it. 7
Early missionary and ethnographic authors chose as their informants almost
exclusively court aristocrats
who identified themselves as 'Tutsi'
and suggested that their peers had always been in command as a
hereditary ruling group. This most likely was
an ex post fiction
of the sort that established oligarchies are wont to provide (and to believe
themselves after one or two generations). The early German anthropologists
identified this hereditary ruling class with certain physical characteristics,
a 'somatic normtype'
(Hoetink, 1962), such as a tall frame, a high forehead, narrow, elongated
hands and feet, a long and thin nose, in comparison with the 'Bantu's'
of the 'Hutu' peasant class with a flat, broad nose, thick lips and a
short and stocky build. The members of the ruling group shared the image
that the foreign experts presented of them. Contemporary 'Tutsi' reject
the binary, hereditary division between 'Tutsi' and 'Hutu', preferring
to use political and socio-economic categories, but this may well be a
'public stance.'8
And their very denial of inborn differences between the two groups is
what most enraged the ideologues of 'Hutu-power.'
These images are reminiscent of the
racialist theories about the French aristocracy,
which was said to be of 'Germanic' stock, tall, blue-eyed and blonde,
as contrasted to the common people of France who were portrayed as swarthy,
short and stocky and of Celtic origin, according to the racist theorists
of the day, foremost among them de Gobineau (1853). The German anthropologists
speculated that the original population of the Lake kingdoms (Uganda,
Rwanda and Burundi) were of Bantu or 'Negroid' origin) while the 'Tutsi'
were assigned to the 'Ethiopid' or 'Nilotic' stock that descended from
'Hamitic' or 'Semitic' roots. 9
The Belgians adopted the German scholarly view and carried it into administrative
practice. In accordance with their policy of 'local self-rule',
they favored indigenous officials as local administrators,
many of them recruited from the court aristocracy that was identified
with the 'Tutsi' (even though a considerable proportion was considered
to be of 'Hutu' origin). From 1926 on they put in place a municipal civil
registry containing filecards of all citizens with a photograph and the
mention of their ethnic affiliation.
10
Contemporary scholars have completely
refuted the categorizations of their predecessors.
First of all, no evidence has been found so far for an invasion by 'Tutsi'
pastoralists and for their settlement among the Bantu peoples of the Great
Lake region. Second, given the present, almost completely identical linguistic,
religious, and cultural practices and a distribution of physical traits
that does not correspond with the current categories, scholars tend to
the opinion that 'Tutsi'
and 'Hutu'
must have belonged to one and the same cultural and endogamic entity for
many centuries, and that they may well belong to the same genetic grouping.
11
Lucien Bäck's
(1981: 17) summary of current expert views on the Rwandese deserves to
be quoted at some length:
'The population is generally divided into three
distinct groups: Hutu (accounting for 82.7 percent of the total population
in 1956), Tutsi (16.6 percent) and Twa (0.7 percent)... The spatial
distribution is unequal. In the north and the northwest of the country
the overwhelming majority is Hutu. Elsewhere, the Tutsi and most Twa
live interspersed with the Hutu. Despite peculiarities pertaining to
the regions and the groups, all Rwandese can be said to share a common
culture. This is particularly confirmed by the fact that they all speak
a common language with minor local variations, ikinyarwanda,
which is closely related to ikirundi,
the idiom spoken in neighboring Burundi.
The three groups have been said to differ in their physical traits.
The Hutu are generally described as 'Bantu', the Tutsi as 'Ethiopids'
and the Twa as 'Pygmoids'... However, anthropometric data cannot systematically
confirm this description... The division into Hutu, Tutsi and Twa thus
seems to be an essentially social reality.' 12
Bäck (1981:18) concludes his summary of recent
findings on the history of the Rwandese population as follows: '...the
fact that Hutu and Tutsi speak one language and share a common culture
suggest that they must have lived together for much longer than merely
a few centuries, if they are not actually of common stock.' And as late
as 1988, the ethnic divide was by no means the single and universal cleavage
in rural Rwanda. Even in 'mixed company', peasants allowed themselves
ethnic jokes, 'inoffensives plaisanteries', as village politics pitched
the locals against outsider officials, rather than one ethnie
against another. But this was soon to change under the impact of ethnic
conflagrations in neighboring Burundi and propaganda in the Rwandese media.
13
An interlude on identification of the others
The discussion of exterior differences between social
categories is - rightly - considered distasteful in contemporary polite
society. But this is not an occasion for polite discourse. Emotional identification
with and affective
disdentification from
other people presuppose first of all identification of the others. The affective
and moral categories require a prior
cognitive, or pseudo-cognitive,
construction. In Rwanda, up to the present, this
occurred in everyday interaction on the basis of reputation, experience,
intuition and impressions. From the 1920s on, this informal practice was
complemented with administrative techniques
for identification: civil registries, identity
papers, passports, photo's and so forth. But this did not foreclose public
discussion, forever questioning who were 'Tutsi', who were 'Hutu', and
how to tell the difference between them. On the contrary, as we shall see,
precisely the most fanatic proponents of a hereditary division between 'Tutsi'
and 'Hutu' are obsessed with the possibility of 'Tutsi' posing as 'Hutu'
in order to confuse and divide them. Apparently, even today, even for people
whose life vocation consists of applying the distinction, it is very difficult
to decide by looks alone. In stead, they rely on identification cards, which
are based on the civil registry, and at the same time they deplore that
these have been tampered with all along.
Now, all divisions that
have an effect in society, even those that closely correspond to readily
observable somatic distinctions, and that may well be based on genetic differences,
are 'essentially social.'
And on the other hand, there may be clear, physical characteristics that
are 'inherited' from one generation to another and that do not necessarily
have any genetic basis at all: body length is a good example, as it is closely
correlated to superior nurture. Until very recently, and in many regions
of the world, adequate nutrition was a privilege of the rich, who passed
on their fortune and their height to their offspring. A clear skin, a firm
glance, an upright posture, a resounding voice, a vigorous stride, in brief,
an entire 'habitus' that seems to completely characterize physical appearance,
and especially to mark the contrast between the appearances of the mighty
and the lowly, may be passed down from parents to children and yet lack
all genetic foundation.14
Thus, there may be significant, inherited
differences in physical appearance between social groups, that do not originate
in different genetic stock, but in socially inherited differences in wealth,
prestige and power. Through the social process of sexual selection, that
is by selective mating, these social differences may in the end cause genetic
divergence between the various endogamic groups.15
Finally, a single somatic norm type may very well
be absent, and nevertheless the social group may still be recognizable,
because of 'family likeness,' both in the literal and the Wittgensteinian
sense (cf. Blok, 1975). There may even be a series
of mutually quite different somatic types, which each are considered characteristic
for the group, each of them representing a node in the network of family
likenesses and possibly originating in a specific intermarrying network.
The latter seems so be the case with European
Jews: they do not look alike at all, and yet some
do strike the interested observer as 'very Jewish', that is as displaying
a family likeness to one of the dozen or so of 'Jewish types' he has memorized
in the form of a Gestalt .
Thus it may very well be the case that some 'Tutsi' look quite 'Tutsi',
which means at the same time, unlike 'Hutu', without this implying a previously
different genetic stock. There may well be several quite distinct 'Tutsi'
types. Every 'Tutsi' type would be the result of socially inherited differences
in nurture and socialization, reinforced by selective inter-marriage, with
minor but visible genetic differentiation as the end result. This would
explain that Rwandese can sometimes successfully identify 'Tutsi' and therefore
also 'Hutu', but that often they can not decide or make mistaken assignments.
It would also explain a major paradox
in the 'Hutu power' propaganda: on the one hand
'Tutsi' are said to be very different from 'Hutu', also in appearance,
for reasons of genetic inheritance, but on the other hand they are accused
of forever trying to pass as 'Hutu' for sinister reasons of their own and
succeeding quite well at it. Since this is such a central theme in the socio-emotional
work of 'Hutu' propaganda, it seems necessary to take a carefully reasoned
agnostic stand on the issue, typographically rendered here by the consistent
use of quotation marks around the terms of the conceptual pair 'Tutsi'/'Hutu'.
'Hutu's' and 'Tutsi's': from personal ties
to general stereotypes
But what did the terms refer to initially, before they
were absorbed in the
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European discourse of physical anthropology and then
re-introduced in the Interlacustrian political vocabulary?
These early connotations are very difficult to reconstruct, as there are
hardly any written sources from precolonial times that could provide some
idea of what the terms onnce meant. The few remaining informants who lived
through the early colonial period and still remember the older meanings
of the terms, have unwittingly absorbed the subsequent connotations that
became current under Belgian and postcolonial rule. Nevertheless some cues
to the persisting multiple meanings of the conceptual pair exist, thanks
to Liisa Malkki's
superb report of her research among 'Hutu' refugees in Tanzania in 1986
(Malkki, 1995)16 and
Catharine Newbury painstaking
interviews with elderly inhabitants of the Kinyaga region (Newbury, 1988).
Without doing full justice to Malkki's subtle account, it is possible to
distinguish at least three layers of
meaning. The first takes the existence of 'Tutsi'
and 'Hutu' as hereditarily distinct categories for granted:
'It is evident that the Tutsi appear in the mythico-history
first of all as foreigners - historically recent arrivals "from
the North," "from Somalia," or "from the Nile."
It was often claimed in this connection that the Tutsi were really "Hamites,"
who did not belong in the land of the "Bantu" Hutu.' (Malkki,
1995: 68).
The 'Tutsi' invaders conquered the land that once
had belonged to the 'Hutu'. But they accomplished this appropriation not
simply by violent means. And here begins a second layer of meanings of
the 'Tutsi'/'Hutu' pair: They, the 'Tutsi,' did so by trickery: '...the
Tutsi, possessed of "innate cleverness" in the art
of deception, tricked the original inhabitants
of Burundi into servitude by the gift of cows.'(Ibidem).
Very roughly, the term here refers to a clientele
relation or debt
bondage between a cattle-owning pastoralist
who lends some of his cows to an agriculturalist who pays for it with
part of the produce and with labor services. The relation seems to be
embedded in a network of political authority that turns the economic exchange
into a lasting bond of servitude.
'...before the Tutsi came, the Hutu were not Hutu
at all; they were simply abantu
which ... signifies in Kirundi
"the Bantu peoples" or simply, "human beings." ...
The name Hutu,
the refugees said, was imported by the Tutsi from their home in the
north and means "slave" or "servant." Thus... "we
became their slaves."' (Malkki, 1995: 71)
That is what the Burundian 'Hutu' in Tanzania made
of it for Malkki, and there is considerable historical evidence to corroborate
the prevalence of such unequal relations of exchange and deference enforced
by political authority and military ascendance, also in Rwanda in precolonial
and colonial times.
Newbury points out that in Kinyaga, in south-west Rwanda, clientelage
initially imposed collective obligations
on the lineage, but these umuheto
ties were gradually replaced by ubuhake
relations that involved individual obligations and claims. These bounds
became increasingly oppressive and exploitative under colonial rule (Newbury,
1988: 115-140).
Apart from an 'ethnic' or 'cultural' connotation, at least in Burundi,
the term 'Hutu' had and still has an additonal, overlapping meaning:
'In the latter sense, Hutu refers to a "social subordinate"
in relation to someone higher up the pecking order..."social son"
is perhaps even more accurate, since it denotes not just social inferiority
but a measure of affectivity... Thus a Tutsi cast in the role of client
vis-?-vis a wealthier patron would be referred to as "Hutu,"
even though his cultural identity remained Tutsi.' (Lemarchand, 1996:
10). 17
At this level, the 'Tutsi'/'Hutu' pair denotes a
specific, contextualized, political and economic relation, somewhat like,
say a landlord and a tenant, a creditor and a debtor, or a master and
a servant. The exchange occurred between a pastoralist and a peasant,
and it entailed the use of cows against the rendering of labor services.
The notion of a specific, local, even
if unequal and resented, face to face relationship between two persons
was transformed into the concept of a generalized and decontextualized
relation between two timeless, irreconcilably hostile
categories.18
This was accomplished by introducing the 'mythico-history' of the conquest
by the 'alien Tutsi's' and their subjection of the 'indigenous Hutu's'.
This layer of meaning, while referring to a distant past, was used to
transform the second layer of meaning, that refers to a much more recent
and actually remembered past, into a third layer of meaning that should
serve to re-interpret present experience: in this latest meaning all 'Tutsi'
forefathers had been conquerors and exploiters of all 'Hutu' predecessors,
and if some of them were not, they could not really have been 'Tutsi'.
All present 'Tutsi' are out to regain their political and economic predominance
by whatever means possible and if they are not, they can't be 'Tutsi'.
This must necessarily be so, it is not contingent on the former relations
among 'Tutsi' and 'Hutu', it is not even a consequence of past invasion
and oppression, it is the inexorable outcome of the 'Tutsi' essence.
19In this most recent
layer of meaning, all 'Tutsi' share common characteristics, both in their
outward appearance and in their inner psyche. Their most important trait
is lust for power, which determines all their strivings. But surprisingly,
some 'Tutsi' characteristics make them superior to the 'Hutu', according
to the same 'Hutu-power' ideology: 'Tutsi' are more intelligent than
'Hutu'; they are more loyal to their own kind; and 'Tutsi' women are
more attractive. However, these properties are only exploited in the service
of the 'Tutsi' thirst for power. Therefore, 'Tutsi' use their intelligence
only to deceive the 'Hutu', they are 'devious', or 'sly.'20
And it was not so much with naked power that they subjected the 'Hutu',
but with deceit that they stole their land. (Malkki, 1995: 68-73). The
'Hutu' describe themselves as 'simple', 'frugal' and 'honest' people,
but also as 'primitive', 'naive' and 'uncivilized.' 21The
mutual loyalty of the 'Tutsi' only serves them in their open and covert
power struggle. Equally, the beauty of their women is exploited by luring
'Hutu' men into marrying them, so that sooner or later they can be made
to spy upon their husbands and betray them (Malkki, 1995: 82-8). 22
The mobilization of fantasy
Malkki's 'Hutu' respondents from Burundi in the Tanzanian
refugee camps of the mid-eighties may have been 'naive', dilettante ideologues,
but almost word for word their themes were raised again by the professional
reporters of the 'Hutu power'
review Kangura
and their colleagues of Radio Mille Collines
in the Rwanda of the early nineties. The agitators were by no means alienated
from the common people, but voiced notions that had circulated widely among
the 'Hutu' for many years.
From the first issues on, Kangura
reprocessed the familiar themes of the 'Tutsi' as devious manipulators,
of the 'Tutsi' women as treacherous seductresses, all in the service of
the conquest of power. But, in addition, in these texts reverberates the
repetitive drone, the insistent hyperbole of hypnotic rhetoric:
'Every Hutu should be aware that the Tutsi woman,
wherever she may be, works in the pay of her Tutsi nation. As a consequence,
every Hutu is a traitor
- if he marries a Tutsi woman;
- if he lives with a Tutsi woman;
- who hires a Tutsi as his secretary or supports her (...)
Every Hutu should know that every Tutsi is dishonest in business. He
has no other goal than the supremacy of his nation.' (Chr?tien, 1995:
39-40) 23
In the text there is one major opposition, that between 'Tutsi' and 'Hutu,'
and a minor opposition, between men and women. These oppositions admit
of no exception and are all-embracing, as the repetition of the word 'every'
drives home relentlessly.
A new element is introduced: 'The Hutu must stop pitying the Tutsi.'
(Chr?tien, 1995: 40). This is an almost literal adhortation to disidentification,
which nevertheless assumes that identification did occur previously, at
least among some 'Hutu'. At this point, the disturbing invective 'inyenzi,'
surfaces, to be translated by the familiar 'cafard',
meaning 'cockroach.'
Cockroaches keep on coming, they keep on eating, and the peasant must
keep on killing them.24
At this point, the 'Tutsi' have
been transformed into a general category, abstracted
from any specific local episode or historical experience, dissociated
from any particular acquaintance, decontextualized and detemporalized.
Identification of the 'Tutsi', disidentification from
the 'Tutsi' and avoidance of all identification
with the 'Tutsi'
- those are the necessary conditions for establishing a 'Hutu' identity.
Through projection, all evil but still human characteristics have been
assigned to the 'Tutsi', by exaggeration they have been demonized into
superhuman proportions of evil, and finally, through dehumanization they
have been transformed into vermin. The process of disidentification is
complete, it has gone even beyond hatred and achieved a level of dispassionate
destructiveness.
And yet, even at this point, a complementary process of identification
continues, creating an equally abstract category of 'Hutu', who should
be bound by mutual loyalty, regardless of place or rank:
'Every Hutu should consider another Hutu as his
brother. If tomorrow one of the volcanoes were to erupt, the Hutu from
Rukiga could come and live in Nduga and become by this very fact one
of the people there. And if he expected a famine in Nduga, a Hutu from
Nduga can go and stay in Rukiga and becomes one of them. But no matter
what he does, a Hutu can not become a Tutsi, nor the inverse.' (Chr?tien,
1995: 98) 25
Such were the messages that were incessantly relayed by the new medium,
radio. In
the late eighties, the government had distributed receivers in large numbers
among the peasant population (Chr?tien, 1995: 57). As elsewhere in Africa,
people carried them about wherever they went, closely pressed to their
heads. Quia ex auditu fides, non ex visu,
in the words of that great propagandist, Martin Luther: Faith comes from
hearing, not from seeing.
The new standard model of ethnic conflict -
the explanatory context
The widening scope of identification and disidentification
was a necessary condition for the subsequent genocide,
but as such not sufficient. A full explanation would require a complete
account of the economic, political and military constellation and a precise
analysis of the relation between the 'Hutu'-power' movement and the political
regime in Rwanda.27
In this case, it would be frivolous not to try to distinguish fears of an
actual military invasion on the one hand, from fantasies about the demonic
nature of the 'Tutsi's' on the other hand.
At the time, the RPF, the army of 'Tutsi' refugees from the massacres of
1959 and subsequent mass murders, who had
lived in exile in Uganda and fought there in the victorious rebel ranks
of Museveni, did constitute a real military threat at the Northern borders
of Rwanda28. And, of
course, all that time the 'Tutsi' minority in neighboring Burundi had remained
in government and continued to control the army. The oppression of the 'Hutu'
majority in Burundi resulted in mass killings, culminating in the 1972 'genocide'
of 'Hutu's' and re-occurring to this very day (Lemarchand, 1996: 76 ff.).
29In addition, there
was the justifiable fear that the 'Tutsi's' who had remained in Rwanda
might form a fifth column, once the invasion from the North began.
However, the target population of a
genocidal hate campaign need not constitute a threat in any 'real' sense:
the Jews in Germany did not, the Kulaks might
have been expropriated in stead of exterminated, and it is hard to see how
the victims of the Cultural Revolution
in China threatened the Chinese Communist regime.
In this sense, the relative autonomy of fantasy is vindicated.
But the dialectics of identification and disidentification is played out
within a specific political context
of domestic disintegration and external threat.
The dynamics of this process may be summarized as the 'new
standard model of ethnic conflict:'
Developments in the transnational system of states erode the monopoly of
violence of the state in a particular territory. If they succeed in mobilizing
supporters behind some banner, this will be experienced as a threat by those
who are excluded from the group assembled under that new label, since the
state can no longer effectively protect them from violence.
The outsider
will band together under a complementary
label, seeking an appropriate organizational denominator in the depository
of historical imagery. This formation of a counter-group
will in turn be perceived as a threat by the former group.
If under conditions of anarchy and one witnesses others
banding together as "Serbs", one better find shelter with kindred
"anti-Serbs", even if they have to be re-invented in the process
as Bosnian Muslems or Bosnian Croats.30
But such labels can only be
invoked effectively if they are elements, among other, of a collectively
constructed past.31
But apart from the political context of a disintegrating
state monopoly of violence, there
was in the Rwandan case also the economic circumstance of an extreme scarcity
of the one indispensable economic resource:
land. Rwanda, with some 300 inhabitants per square kilometer, is among
the most densely populated areas in the world, and what is more, there
is hardly an alternative to agriculture. This lends all conflict of interest
an especially explosive zero-sum quality: the land that one person wins
is necessarily lost by another. It thus becomes hard to imagine that mutual
compromise and consent between rival sides might ever profit all parties
concerned. This is the material base for the extreme 'either'/'or' character
of mutual group perceptions. 32
Once the dialectics of identifications and disidentifications is in full
play, fantasies mutually exacerbate one another. At this point, activists
will resort to violence for their own purposes: to oust members of the
opposite group from rewarding positions, to take over their houses, shops,
jobs and land. This is the 'rational action' aspect of the spiralling
violence. Rape is an essential, symbolic and sexual, part of this expropriation.
All these violent acts will vindicate the worst fears of the other group
and prompt it to respond in kind. Every incident is magnified and resounds
in the fantasies of the parties concerned. The presence of hostile neighbor
states and the threat of invading armies reinforces and accelerates the
process. Every outside intervention that should pacify the warring factions
is perceived as an act of war by at least one of them. This compels outside
forces either to stay out of the fray entirely or move in with massive
force and subdue the entire population with military means. If no external
power is willing and able to accomplish this feat, only inertia or the
fatigue of battle can end the fighting.
Everyone in Rwanda (and Burundi) had sufficient cause to fear violent
attacks, once the state could or would no longer ensure safety. The 'Hutu'
government in Rwanda was trapped between the 'Hutu-power' bands on the
one hand and the threat of the refugee army in the north. The 'Tutsi'
regime in Burundi, almost completely controlled by the army, could not
afford to relinquish its minority monopoly without the danger of being
swept aside by the 'Hutu' majority. Each country lived in fear that what
had occurred in the neighboring state might next be perpetrated there,
with the help of the adjacent regime.
Over the years, the circles of identification
and disidentification widened from the scope of village and lineage to
generalized categories of 'Tutsi' and 'Hutu' on a national and even transnational
scale. With each round of violence new memories
supplied the raw material for subsequent fantasies about the nature of
the complementary group. Thus the stage was set for the next conflagration.
In Rwanda, the relation between the 'Hutu-power' movement and government
circles was intricate but intimate. The militia were covertly supported
by the state, even if sometimes publicly rebuked. In the end the government
condoned the genocide and the army participated in the mass killings.
But the massacres had been prepared long before in an orchestrated campaign
which closely followed the fault-lines of pre-existing and widely-spread
patterns of identification and disidentification that had been evolving
for almost a century.
Courtesy of Professor Abram De Swaan. Tit. orig.:
Widening Circles of Disidentification. On the Psycho- and Sociogenesis
of the Hatred of Distant Strangers. Reflections on Rwanda, in Theory,
Culture & Society, vol. 14(2), pp. 105-122.
References
Notes
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ABRAM DE SWAAN
Abram De Swaan(1942)
is Research professor (Universiteitshoogleraar)
at the University of Amsterdam and held the chair of
sociology from 1973 until 2001. He was co-founder and dean of the Amsterdam
School for Social Research (1987-1997) and
is presently its chairman.
De Swaan did his final exams in Gymnasium a (humanities)
and Gymnasium b (sciences) in 1959 and studied Political Science at the
University
of Amsterdam where he passed his "candidaatsexamen"
(B.A.) cum laude in 1963 and is "doctoraalexamen" (M.A.) cum
laude in 1966. He received the Harkness grant of the Commonwealth Fund
and attended graduate school at Yale University and the University of
California, Berkeley (1966-'68). In 1973 at the University of Amsterdam,
De Swaan defended his dissertation (cum laude), entitled Coalition theories
and cabinet formations (Amsterdam/San Francisco), 1973.
De Swaan was the recipient of the biennial award of the
Holland society for sciences, of the Busken Huet essay prize of the City
of Amsterdam and of the annual prize of the Netherlands circle of political
scientists. He is a member of several international editorial boards and
of various advisory councils (a.o. Maison de Science de l'Homme, Paris).
He was Grotius professor with the New School for Social Research, visiting
professor at Columbia University, at the Ecole des Hautes Etudes en Sciences
Sociales and the Maison des Sciences de l'Homme, Paris; Einaudi professor
at Cornell U., European Union professor at Eötvös Loránd
U. Budapest, and in 1997/'98 held the European Chair at the College de
France in Paris. He is a member of the Royal Netherlands Academy of Sciences
since 1996, and since 2000 of the Academia Europaea and of the Academia
Europea de Yuste.
De Swaan has published numerous articles in scientific
journals, cultural reviews and newspapers in the Netherlands and the USA.
He published in English a.o. In care of the state. Health care, education
and welfare in Europe and the USA in the Modern Era, Cambridge/ New York,
1988 (translations in Dutch, German, Spanish and French), and: The Management
of Normality. Critical Essays in Health and Welfare, Routledge, London/New
York, 1990. His most recent work is Words of the world. The global language
system, Polity Press 2001 (Dutch translation: Prometheus 2002).
De Swaan's present research interests are in transnational
society, as it concerns social policy, social identifications, and the
rivalry and accommodation between language groups.
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